General Hospital Psychiatry
Volume 23, Issue 4 , Pages 198-204, July 2001

Awareness under anesthesia and the development of posttraumatic stress disorder☆

Presented at The Fourth International Symposium on Memory and Awareness in Anaesthesia, Harrow, United Kingdom, July 1998, and the 14th Annual Meeting of the International Society for Traumatic Stress Studies, Washington, D.C., Nov. 1998

  • Janet E Osterman, M.D., M.S.

      Affiliations

    • Boston University School of Medicine, 850 Harrison Ave., Dowling 7 S, Boston, MA, 02118 USA
    • Boston Medical Center, Boston, MA, USA
  • ,
  • James Hopper, Ph.D.

      Affiliations

    • The Trauma Center at the Arbour-HRI Hospital, Brookline, MA, USA
  • ,
  • William J Heran (L.I.C.S.W.)

      Affiliations

    • Boston Medical Center, Boston, MA, USA
  • ,
  • Terence M Keane, Ph.D.

      Affiliations

    • Boston University School of Medicine, 850 Harrison Ave., Dowling 7 S, Boston, MA, 02118 USA
  • ,
  • Bessel A van der Kolk, M.D.

      Affiliations

    • Boston University School of Medicine, 850 Harrison Ave., Dowling 7 S, Boston, MA, 02118 USA
    • The Trauma Center at the Arbour-HRI Hospital, Brookline, MA, USA

Abstract 

Failure of general anesthesia to render a patient insensate, termed “awareness,” is estimated to affect between 40,000 and 140,000 patients in the US each year. This study investigated the occurrence of post-traumatic stress disorder (PTSD) in subjects who reported a past episode of intraoperative awareness. We inquired about intraoperative and postoperative experiences and studied the relationship between various surgical experiences and currently meeting the diagnosis of PTSD. Sixteen postawareness subjects and 10 postgeneral anesthesia controls completed the Clinician Administered PTSD Scale (CAPS), a standardized clinical rating scale for PTSD, and a questionnaire about peri-operative experiences. Nine of 16 subjects (56.3%), a mean of 17.9 postoperative years, and no controls met diagnostic criteria for current PTSD (X2= 8.6, df = 1, P<.01). Common intraoperative experiences included an inability to communicate, helplessness, terror, and pain. Postawareness patients had significant postoperative distress related to feeling unable to communicate, unsafe, terrified, abandoned and betrayed. Perioperative dissociative experiences predicted having current PTSD. Being conscious during surgery is a traumatic event that may result in developing chronic PTSD. Further studies should include prospective designs of prevalence and long-term psychological, social, and overall health effects, and ways of preventing and treating awareness-induced PTSD.

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 This study was partially funded by a grant from Aspect Medical Center, Inc., Natick, MA.

PII: S0163-8343(01)00142-6

General Hospital Psychiatry
Volume 23, Issue 4 , Pages 198-204, July 2001